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Financial services
Related to any service provided by the finance industry, which encompasses a broad range of organisations that deal with the management of money.
17Categories 144162Terms
Add a new termContributors in Financial services
Financial services > Securities brokerage 
GTC
Financial services; Securities brokerage
Good 'Til Cancelled. An order placed with a broker to buy or sell stock once it reaches a certain price, or until the investor decides to cancel the order.
Series 63
Financial services; Securities brokerage
The next exam to be taken by stockbrokers following the Series 7 exam. Having passed the exam, the holder is permitted to solicit orders for any type of security.
Commission
Financial services; Securities brokerage
The fee charged by a stockbroker for advice or arranging the purchase or sale of a security.
Churning
Financial services; Securities brokerage
When a stockbroker excessively trades using a client's account to increase his commission.
CRD
Financial services; Securities brokerage
Central Registration Depository. A disciplinary and employment database, which can be used to do pre-checks on a broker before employing their services.
Cash account
Financial services; Securities brokerage
The normal account an individual will hold with a stockbroker, where cash will be deposited to be invested in stocks etc.
IRA
Financial services; Securities brokerage
Individual Retirement Account. An account with a stockbroker to earn funds for retirement savings.
Sub-categories
- Accountancy (8687)
- Auto loans (1770)
- Commodity exchange (23356)
- Credit rating agencies (109)
- Currency exchange (230)
- Finance (3291)
- Financial instruments (69)
- Funds (10404)
- General Finance (78813)
- Home equity (244)
- Personal investment management (123)
- Private equity (6853)
- Real estate investment (2009)
- Securities brokerage (352)
- Stocks & securities (3732)
- Venture capital (2409)
- World currencies (1807)